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American Law and Economics Association
Results: 308

#	Item
281	2007 NASAA YEAR IN REVIEW North American Securities Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:29:04 Financial economics North American Securities Administrators Association U.S. Securities and Exchange Commission Joseph Borg Investor education Sarbanes–Oxley Act Capital market Financial Industry Regulatory Authority Securities Commission United States securities law Finance Financial system
282	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:07:21 Financial regulation United States securities law North American Securities Administrators Association Hedge fund U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities fraud Securities regulation in the United States Securities offering Financial economics Finance Investment
283	Microsoft Word[removed]Broker Check Logo CL For Outside Review Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:07:39 Economics Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Business Investor education United States securities law North American Securities Administrators Association Financial system
284	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:07:38 Financial regulation Registered Investment Advisor U.S. Securities and Exchange Commission Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Fiduciary Securities Exchange Act North American Securities Administrators Association Investment Advisers Act United States securities law Law Financial economics
285	Investor Bill of Rights When You Invest, You Have the Right to: 1. Ask for and receive information from a firm about the work history Add to Reading List Source URL: www.com.ohio.gov Language: English - Date: 2012-12-27 11:14:31 Finance Financial system Professional certification in finance Business Financial economics Securities United States securities law Financial regulation North American Securities Administrators Association
286	Final Report: 2002 Conference on Federal-State Securities Regulation North American Securities Administrators Association, Inc. 10 G Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2002-12-04 12:46:28 SEC filings Finance Business 73rd United States Congress Stock market Securities Act U.S. Securities and Exchange Commission Regulation D Securities Exchange Act United States securities law United States Securities and Exchange Commission Financial economics
287	U.S. House of Representatives Committee on Science, Space, and Technology Subcommittee on Oversight and Subcommittee on Energy HEARING CHARTER Assessing the Efficiency and Effectiveness of Wind Energy Incentives Tuesday, Add to Reading List Source URL: science.house.gov Language: English - Date: 2013-04-15 13:40:41 Technology Renewable-energy law Wind power in the United States Energy economics Renewable electricity Renewable portfolio standard Sustainable energy Energy Policy Act American Wind Energy Association Energy Renewable energy Energy policy
288	Microsoft Word - Securities.doc Add to Reading List Source URL: www.in.gov Language: English - Date: 2014-07-01 02:49:49 Financial system Financial economics Finance U.S. Securities and Exchange Commission Securities regulation in the United States Financial Industry Regulatory Authority Capital market Uniform Combined State Law Exam Uniform Securities Agent State Law Exam United States securities law Financial regulation North American Securities Administrators Association
289	The North American Securities Administrators Association Are you an informed investor? Private Placement Offerings In 2012 , Congress passed the JOBS Act, which directs the Securities and Exchange Commission (SEC) to im Add to Reading List Source URL: www.azinvestor.gov Language: English - Date: 2013-04-05 12:55:46 Stock market United States Securities and Exchange Commission United States securities law Financial regulation Regulation D Securities offering Private placement Securities Act U.S. Securities and Exchange Commission Financial economics Finance Investment
290	PRESS RELEASE Top Investor Threats Expanded JOBS Act Adds New Threats to Small Business Owners The Office of Financial Institutions today expanded its annual listing of financial products, practices and services that th Add to Reading List Source URL: www.ofi.state.la.us Language: English - Date: 2013-10-17 16:04:29 United States securities law Finance North American Securities Administrators Association Investor Accredited investor Financial regulation Financial economics Investment